Category: Gainplan Facts

Fiduciary Standard

Thad Schlaud

The Department of Labor’s fiduciary rule was struck down earlier this year and the industry faces potential fiduciary standards from the Security and Exchange Commission. In the midst of this turmoil, financial firms continue to abuse their clients. Roughly one week after the U.S. Fifth Circuit Court of Appeals affirmed the March 15th decision to vacate the DOL rule, Morgan Stanley agreed to pay $3.6 million in fines related to brokers’ misappropriation of client funds.

Categories: Gainplan Facts, Industry Ideas, News

Did You Know? Part V

Chad Wotton

We are back again with the fifth installment of the “Did You Know?” blog series, sharing unique facts about Gainplan. Hopefully some of these will come as a surprise to you as you are reading along!

Categories: Gainplan Facts

Did You Know? Part IV

Patrick Nalepa

In this fourth installment of our “Did You Know Blog?” series, you will get to know a little bit more about each team member. Pay close attention, there may be a quiz at the end!

Categories: Gainplan Facts